Ip, Sau Him 葉守謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Empyrean Management (Hong Kong) Limited | Rep | Asset management | 2019-02-28 | 2020-05-15 | Rep | Advising on securities | 2019-11-01 | 2020-05-15 | RO | Advising on securities | 2020-05-15 | 2022-04-06 | RO | Asset management | 2020-05-15 | 2022-04-06 |
| 2 | Seazen Resources Asset Management Limited | Rep | Advising on securities | 2022-05-17 | 2022-10-06 | Rep | Asset management | 2022-05-17 | 2022-10-06 | Rep | Dealing in securities | 2022-06-08 | 2023-02-02 | RO | Advising on securities | 2022-10-06 | RO | Asset management | 2022-10-06 |
| 3 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2022-10-05 |
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