Liu, Raymond Ken 劉懇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2020-01-29 | 2021-03-19 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2021-06-24 | 2023-09-04 | Rep | Dealing in securities | 2021-06-24 | 2024-01-22 | Rep | Advising on securities | 2023-09-04 |
| 3 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2020-01-29 | 2021-03-19 |
| 4 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2019-02-28 | 2019-08-23 | Rep | Asset management | 2019-02-28 | 2019-08-23 |
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