Tso, Yui Tak 曹銳特
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China-Hong Kong Connect International Securities Limited | Rep | Dealing in securities | 2021-09-13 | 2021-10-22 |
2 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2022-05-18 | Rep | Asset management | 2022-05-18 | Rep | Dealing in securities | 2022-05-18 |
3 | Hang Tai Asset Management Limited | Rep | Advising on securities | 2021-09-13 | 2021-10-22 |
4 | SUNFUND SECURITIES LIMITED | Rep | Dealing in securities | 2019-02-27 | 2021-07-20 | Rep | Advising on securities | 2020-05-27 | 2021-07-20 |
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