Suen, Wai Kin 孫暐健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-06-24 | 2018-08-01 | Rep | Dealing in securities | 2014-06-24 | 2018-08-01 |
| 2 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2019-03-01 | 2020-05-08 |
| 3 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-03-18 | 2020-05-08 |
| 4 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-09-13 | 2019-03-01 | RO | Dealing in securities | 2019-10-15 | 2020-05-08 | Rep | Advising on securities | 2020-03-18 | 2020-05-08 | Rep | Dealing in securities | 2020-05-08 | 2020-05-08 |
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