Barden, David William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-06-23 | 2014-06-24 | Rep | Dealing in securities | 2014-06-23 | 2014-06-24 | Rep | Advising on securities | 2015-03-23 | 2015-03-26 | Rep | Dealing in securities | 2015-03-23 | 2015-03-26 | Rep | Advising on securities | 2015-09-22 | 2015-09-24 | Rep | Dealing in securities | 2015-09-22 | 2015-09-24 | Rep | Advising on securities | 2017-05-08 | 2017-05-10 | Rep | Dealing in securities | 2017-05-08 | 2017-05-10 | Rep | Advising on securities | 2018-09-19 | 2018-09-21 |
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