Li, Xiang (SFC:BDP861) 李想
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2014-06-24 | 2015-07-17 |
2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2015-09-01 | 2020-12-22 |
3 | CLSA LIMITED | Rep | Advising on securities | 2021-01-05 |
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