Gao, Shuqi 高樹啟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Harbour International Asset Management Limited | Rep | Advising on securities | 2023-06-09 | 2023-06-27 | Rep | Asset management | 2023-06-09 | 2023-06-27 | RO | Advising on securities | 2023-06-27 | RO | Asset management | 2023-06-27 |
| 2 | China Harbour International Securities Limited | RO | Dealing in securities | 2024-03-04 | |
| 3 | Lucion International Asset Management Limited | RO | Advising on securities | 2022-11-25 | 2023-03-25 | RO | Asset management | 2022-11-25 | 2023-03-25 |
| 4 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-06-24 | 2017-06-29 | Rep | Advising on securities | 2015-10-14 | 2018-07-09 | RO | Asset management | 2017-06-29 | 2021-11-21 | RO | Advising on securities | 2018-07-09 | 2021-11-21 |
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