Yang, Buyun 楊佈云
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2015-10-26 | 2018-01-26 | Rep | Dealing in securities | 2015-10-26 | 2018-01-26 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-26 | 2018-01-26 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-03-29 | Rep | Advising on securities | 2021-04-23 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2021-03-29 | Rep | Advising on securities | 2021-04-23 | 2021-07-22 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-03-12 | 2020-09-28 | Rep | Advising on securities | 2019-03-12 | 2020-09-28 | Rep | Dealing in securities | 2019-03-12 | 2020-09-28 |
| 6 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2014-06-26 | 2015-05-18 | Rep | Advising on securities | 2014-06-26 | 2015-05-18 |
| 7 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-11-09 | 2021-02-16 | Rep | Dealing in securities | 2020-11-09 | 2021-02-16 |
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