Kwong, Kitty Kit Ying 鄺潔瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-06-30 | 2014-09-04 | Rep | Dealing in securities | 2014-06-30 | 2014-09-04 |
2 | KEYSTONE CAPITAL LIMITED (HK) | Rep | Asset management | 2016-10-24 | 2018-01-04 | RO | Dealing in securities | 2017-06-01 | 2019-10-09 | RO | Advising on securities | 2018-01-04 | 2019-10-09 | RO | Asset management | 2018-01-04 | 2019-10-09 | Rep | Advising on securities | 2019-10-09 | Rep | Asset management | 2019-10-09 | Rep | Dealing in securities | 2019-10-09 |
3 | Sinostar Asset Management Limited | Rep | Asset management | 2014-10-16 | 2016-09-30 |
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