Sin, Ka Yiu 冼嘉耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2015-01-06 | 2021-07-22 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-06-30 | 2023-09-12 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2014-06-30 | 2023-09-12 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2015-01-06 | 2023-09-12 |
| 5 | CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2023-09-12 | 2024-03-18 |
| 6 | CITIC Securities (Hong Kong) Limited | RO | Advising on securities | 2023-09-12 | 2024-03-18 |
| 7 | CLSA LIMITED | RO | Dealing in securities | 2023-09-12 | 2024-03-18 |
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