Yip, Yuen Ting Regina 葉菀婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 28 Advisory Limited (HK) | Rep | Advising on securities | 2020-12-18 | 2021-07-15 | Rep | Asset management | 2020-12-18 | 2021-07-15 |
| 2 | EXS Capital Asia Limited | Rep | Advising on securities | 2014-06-30 | 2016-12-31 | Rep | Asset management | 2014-06-30 | 2016-12-31 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2021-08-13 | |
| 4 | Leo Capital Corp (Hong Kong) Limited | Rep | Advising on securities | 2017-01-06 | 2020-08-07 | Rep | Asset management | 2017-01-06 | 2020-08-07 |
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