Chu, Wan Chi 朱韻芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-08 | 2019-04-08 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-11-18 | |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-11-08 | Rep | Advising on securities | 2019-11-18 |
| 4 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2014-06-30 | 2017-06-09 |
| 5 | ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2019-05-02 | 2019-10-24 |
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