Wu, Jun (SFC:BDP927)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2015-12-02 | 2018-09-13 | Rep | Advising on securities | 2015-12-02 | 2018-09-13 | Rep | Dealing in securities | 2015-12-02 | 2018-09-13 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2018-11-02 | 2019-04-04 | Rep | Advising on securities | 2018-11-02 | 2019-04-04 | Rep | Dealing in securities | 2018-11-02 | 2019-04-04 | RO | Advising on corporate finance | 2019-04-04 | RO | Advising on securities | 2019-04-04 | RO | Dealing in securities | 2019-04-04 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2014-06-30 | 2014-09-29 | Rep | Advising on corporate finance | 2014-10-20 | 2015-01-14 | Rep | Advising on corporate finance | 2015-02-03 | 2015-09-03 |
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