Dai, Yayun 戴雅韵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2014-07-02 | 2015-12-21 | Rep | Advising on securities | 2014-07-02 | 2015-12-21 | Rep | Dealing in securities | 2014-07-02 | 2015-12-21 |
| 2 | M3 Capital Partners (HK) Limited | Rep | Dealing in securities | 2020-06-15 | Rep | Advising on securities | 2020-07-16 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2016-04-20 | 2017-09-05 |
| 4 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Dealing in securities | 2017-09-06 | 2020-04-30 |
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