Li, Wan Chau (SFC:BDR015) 李雲舟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Securities Limited | Rep | Advising on securities | 2022-06-15 | Rep | Dealing in securities | 2022-06-15 |
| 2 | HSZ (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-07 | 2014-07-28 | Rep | Asset management | 2014-07-07 | 2014-07-28 |
| 3 | ZHONGCAI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-03-01 | 2018-12-31 | Rep | Asset management | 2018-03-01 | 2018-12-31 |
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