Sun, Shu I 孫樹怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-02-27 | 2019-10-05 | Rep | Dealing in securities | 2017-02-27 | 2019-10-05 |
| 2 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2014-07-07 | 2014-07-18 | Rep | Dealing in securities | 2014-07-07 | 2014-07-18 |
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