Haupt, Michael (SFC:BDO476)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Vontobel Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2014-07-10 | 2014-09-20 | Rep | Dealing in securities | 2014-07-10 | 2014-09-20 | Rep | Advising on securities | 2014-11-19 | 2014-12-16 | Rep | Dealing in securities | 2014-11-19 | 2014-12-16 | Rep | Advising on securities | 2015-06-01 | 2018-07-18 | Rep | Dealing in securities | 2015-06-01 | 2018-07-18 | RO | Asset management | 2018-07-17 | 2018-07-18 |
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