Dai, Stanley Wenjie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSOP Asset Management Limited | Rep | Advising on securities | 2014-07-11 | 2018-01-12 | Rep | Asset management | 2014-07-11 | 2018-01-12 | Rep | Dealing in securities | 2015-07-22 | 2018-01-12 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2019-08-06 | 2021-12-10 | Rep | Asset management | 2019-08-06 | 2021-12-10 | Rep | Dealing in securities | 2019-09-02 | 2021-12-10 |
| 3 | OPTIVER TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2022-03-21 | Rep | Dealing in securities | 2022-03-21 |
| 4 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2018-04-24 | 2019-02-27 | Rep | Asset management | 2018-04-24 | 2019-02-27 |
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