Huang, Xiaoniu 黄小牛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Harmony Advisors Limited | Rep | Asset management | 2017-11-10 | 2018-06-29 | Rep | Dealing in securities | 2017-11-10 | 2018-06-29 |
| 2 | NonaVerse (Hong Kong) Limited | RO | Asset management | 2024-02-28 | |
| 3 | Patrol Capital Management Limited | Rep | Asset management | 2015-09-04 | 2017-03-31 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-07-11 | 2014-08-01 | Rep | Dealing in securities | 2014-07-11 | 2014-08-01 | Rep | Dealing in futures contracts | 2014-08-21 | 2015-03-24 | Rep | Dealing in securities | 2014-08-21 | 2015-03-24 |
| 5 | Xin Tian Fund Management Company Limited | Rep | Advising on securities | 2017-05-12 | 2017-08-08 | Rep | Asset management | 2017-05-12 | 2017-08-08 |
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