Tse, Yiu Chun (SFC:BDP451) 謝耀進
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2014-07-14 | 2018-06-28 |
| 2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Asset management | 2014-07-14 | 2018-06-28 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2018-11-19 | 2021-03-16 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2018-11-19 | 2021-03-16 |
| 5 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-12-20 | 2021-03-16 |
| 6 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2021-04-29 | 2023-01-11 |
| 7 | Eastspring Investments (Hong Kong) Limited | Rep | Dealing in securities | 2021-04-29 | 2023-01-11 |
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