Liu, Lingyu (SFC:BOF624) 劉靈予
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2019-03-22 | 2021-03-23 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2019-03-22 | 2021-03-23 |
3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-09-06 | Rep | Advising on securities | 2021-09-30 |
4 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2021-04-20 | 2021-08-13 | Rep | Dealing in securities | 2021-04-20 | 2021-08-13 | Rep | Leveraged foreign exchange trading | 2021-04-28 | 2021-08-13 |
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