Chan, Suet Ying (SFC:BOF948) 陳雪盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-11-22 | 2022-07-05 | Rep | Advising on securities | 2021-11-22 | 2022-07-05 | Rep | Asset management | 2021-11-22 | 2022-07-05 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-11-22 | 2022-07-05 | Rep | Asset management | 2021-11-22 | 2022-07-05 | Rep | Dealing in securities | 2021-11-22 | 2022-07-05 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2022-08-11 | Rep | Asset management | 2022-08-11 | Rep | Dealing in securities | 2022-08-11 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-03-27 | 2019-09-20 | Rep | Asset management | 2019-03-27 | 2019-09-20 | Rep | Dealing in securities | 2019-03-27 | 2019-09-20 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-03-27 | 2019-09-20 | Rep | Asset management | 2019-03-27 | 2019-09-20 | Rep | Dealing in securities | 2019-03-27 | 2019-09-20 |
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