Li, Cheng (SFC:BDT950) 李琤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2022-01-26 | Rep | Dealing in securities | 2022-01-26 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2014-07-16 | 2017-02-10 | Rep | Dealing in securities | 2014-07-16 | 2017-02-10 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2017-03-16 | 2018-03-16 | Rep | Dealing in securities | 2017-03-16 | 2018-03-16 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-04-23 | 2020-03-27 | Rep | Dealing in securities | 2018-04-23 | 2020-03-27 |
| 5 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-06-16 | 2021-09-06 |
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