Su, Xiqiang 蘇細強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-07-16 | 2014-11-04 | Rep | Dealing in securities | 2014-07-16 | 2014-11-04 | Rep | Advising on futures contracts | 2014-07-16 | 2019-02-01 | Rep | Dealing in futures contracts | 2014-07-16 | 2019-02-01 | RO | Advising on securities | 2014-11-04 | 2019-02-01 | RO | Dealing in securities | 2014-11-04 | 2019-02-01 |
| 2 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-06-04 | 2021-06-01 | Rep | Advising on securities | 2020-06-04 | 2021-06-01 |
| 3 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2020-06-04 | 2021-06-01 |
| 4 | SHANXI SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2020-06-04 | 2021-06-01 |
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