Xiao, Tianyang 肖天洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2015-02-04 | 2017-06-04 | Rep | Dealing in securities | 2015-02-04 | 2017-06-04 |
| 2 | BOCOM International Asset Management Limited | Rep | Asset management | 2014-07-18 | 2015-01-29 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2014-09-10 | 2015-02-04 | Rep | Dealing in securities | 2014-09-10 | 2017-06-04 | Rep | Advising on securities | 2015-02-04 | 2017-06-04 |
| 4 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2017-07-24 | Rep | Asset management | 2017-07-24 |
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