Gao, Yawen (SFC:BDU945) 高雅文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2017-06-12 | 2021-02-05 | Rep | Asset management | 2017-06-12 | 2021-02-05 |
| 2 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2021-03-10 | Rep | Asset management | 2021-03-10 |
| 3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2014-07-18 | 2016-07-30 | Rep | Dealing in securities | 2014-07-18 | 2016-07-30 |
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