Giefing, Sean Gerrard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guard Capital Management Limited | Rep | Asset management | 2014-07-21 | 2017-07-18 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-09-01 | 2018-12-14 | Rep | Dealing in securities | 2017-09-01 | 2018-12-14 |
| 3 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2019-01-18 | 2019-11-01 | Rep | Advising on securities | 2019-04-23 | 2019-07-25 | Rep | Dealing in futures contracts | 2019-04-23 | 2019-11-01 |
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