McIntosh, James David (SFC:BOF474)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA LIMITED | Rep | Dealing in securities | 2019-03-29 | 2019-04-05 | Rep | Dealing in securities | 2023-02-09 | 2023-02-10 | Rep | Dealing in securities | 2023-09-07 |
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