Lee, Siu Kwan Sammy 李兆鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLOBAL MASTERMIND FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-08-21 | 2020-10-14 |
| 2 | GLOBAL MASTERMIND SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-24 | |
| 3 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-07-23 | 2018-05-11 |
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