Chu, Horace Ho Wang 朱浩宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMPLE CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-06-15 | 2020-01-15 | RO | Advising on corporate finance | 2020-01-15 | 2021-08-05 |
| 2 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2022-04-08 | |
| 3 | DAKIN CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-04-18 | 2018-06-01 |
| 4 | INNOVAX CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-07-02 | 2016-04-01 | Rep | Dealing in securities | 2015-07-02 | 2016-04-01 |
| 5 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-07-23 | 2015-06-19 |
| 6 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2014-07-23 | 2015-06-19 |
| 7 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2021-08-27 | 2021-09-23 | RO | Advising on corporate finance | 2021-09-23 |
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