Wong, Ho Tim 黃河添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Apollo Asset Management Limited (HK) | Rep | Advising on securities | 2022-08-08 | 2022-09-28 | Rep | Asset management | 2022-08-08 | 2022-09-28 | RO | Advising on securities | 2022-09-28 | 2023-03-10 | RO | Asset management | 2022-09-28 | 2023-03-10 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-07-24 | 2016-10-12 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-07-24 | 2016-10-12 |
| 4 | CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-09-12 | 2019-02-14 | Rep | Asset management | 2018-09-12 | 2019-02-14 |
| 5 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-09 | 2018-08-13 |
| 6 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-06-09 | 2018-08-13 |
| 7 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-11-04 | 2017-06-01 |
| 8 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-11-04 | 2017-06-01 |
| 9 | DATANG FINANCIAL HOLDING CO., LIMITED | RO | Advising on securities | 2019-03-04 | 2019-11-04 | RO | Asset management | 2019-03-04 | 2019-11-04 |
| 10 | Pearl International Securities Limited | Rep | Advising on securities | 2023-07-14 | 2023-07-21 | Rep | Asset management | 2023-07-14 | 2023-07-21 | Rep | Dealing in securities | 2023-07-14 | 2023-07-21 | RO | Advising on securities | 2023-07-21 | RO | Asset management | 2023-07-21 | RO | Dealing in securities | 2023-07-21 |
| 11 | QMIS Asset Management Limited | Rep | Advising on securities | 2019-11-25 | 2020-01-16 | Rep | Asset management | 2019-11-25 | 2020-01-16 | RO | Advising on securities | 2020-01-16 | 2022-05-03 | RO | Asset management | 2020-01-16 | 2022-05-03 |
| 12 | QMIS Securities Limited | Rep | Dealing in securities | 2021-11-10 | 2022-05-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy