Ng, Pak Him 吳柏謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | C.M. Capital Advisors (HK) Limited | Rep | Asset management | 2022-05-05 | Rep | Advising on securities | 2022-05-05 | 2022-08-16 | RO | Advising on securities | 2022-08-16 |
| 2 | CUPOLA CAPITAL LIMITED | Rep | Advising on securities | 2019-05-07 | 2020-04-22 | Rep | Asset management | 2019-05-17 | 2022-01-01 | RO | Advising on securities | 2020-04-22 | 2022-01-01 |
| 3 | Foundation Asset Management (HK) Limited | Rep | Asset management | 2014-07-24 | 2015-05-19 |
| 4 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2015-09-29 | 2019-03-16 |
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