Chen, Wen (SFC:BOF580) 陈雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2019-10-22 | 2021-10-15 | Rep | Advising on corporate finance | 2019-11-04 | 2021-10-15 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2019-10-22 | 2021-10-15 | Rep | Advising on securities | 2019-11-04 | 2021-10-15 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-11-05 | 2023-04-25 | Rep | Advising on securities | 2021-11-05 | 2023-04-25 | Rep | Dealing in securities | 2021-11-05 | 2023-04-25 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-04-02 | 2019-09-28 |
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