Hung, Ka Wing Jimson 洪嘉榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2024-03-07 | |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2024-03-26 | |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-25 | 2014-08-28 |
| 4 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-08-19 | 2016-09-23 |
| 5 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-08-19 | 2016-09-23 |
| 6 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-10-24 | 2018-09-07 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-10-24 | 2018-09-07 |
| 8 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2018-10-16 | 2021-11-18 |
| 9 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | Dealing in securities | 2021-11-18 | 2023-08-11 |
| 10 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2022-06-08 | 2023-08-11 |
| 11 | uSmart Securities Limited | Rep | Dealing in securities | 2023-09-07 | 2023-09-12 |
| 12 | uSmart Securities Limited | RO | Dealing in securities | 2023-09-12 | 2024-02-14 |
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