Lau, Siu Lik 樓小力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2014-07-28 | 2019-11-15 |
| 2 | Founder Securities (Hong Kong) Capital Company Limited | RO | Advising on corporate finance | 2019-12-13 | 2021-07-19 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-08-02 | 2021-12-09 | Rep | Advising on securities | 2021-08-17 | Rep | Dealing in securities | 2021-08-17 | RO | Advising on corporate finance | 2021-12-09 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-17 |
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