Siu, Chi Ming (SFC:BDW191) 邵志銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Advising on futures contracts | 2014-07-28 | 2015-09-11 | Rep | Advising on securities | 2014-07-28 | 2015-09-11 | Rep | Asset management | 2014-07-28 | 2015-09-11 | Rep | Dealing in securities | 2014-07-28 | 2015-09-11 |
2 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2024-05-09 | Rep | Asset management | 2024-05-09 | Rep | Dealing in securities | 2024-05-09 |
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