Liu, Dan (SFC:BDV306) 劉丹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-07-26 | 2023-07-18 | Rep | Advising on securities | 2021-07-26 | 2023-07-18 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2021-07-26 | 2023-07-18 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-07-28 | 2021-02-26 | Rep | Advising on securities | 2014-07-28 | 2021-02-26 | Rep | Dealing in securities | 2014-07-28 | 2021-02-26 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-07-28 | 2021-02-26 | Rep | Advising on securities | 2014-07-28 | 2021-02-26 | Rep | Dealing in securities | 2014-07-28 | 2021-02-26 |
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