Mok, Wesley Siu-Kay 莫肇祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2020-06-24 | 2023-04-21 | Rep | Dealing in securities | 2020-06-24 | 2023-04-21 | Rep | Advising on securities | 2020-07-27 | 2023-04-21 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-07-24 | Rep | Dealing in futures contracts | 2023-07-24 | Rep | Dealing in securities | 2023-07-24 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-07-28 | 2020-02-26 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-07-28 | 2020-02-26 |
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