Morgan, James Richard (SFC:BDR386) 穆冠匡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-05-24 | 2023-07-31 | Rep | Dealing in securities | 2018-05-24 | 2023-07-31 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-07-28 | 2018-01-19 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-07-28 | 2018-01-19 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-10-09 | Rep | Dealing in securities | 2023-10-09 |
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