Zhong, Jianxi (SFC:BDV284) 仲劍曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-07-28 | 2015-08-26 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-28 | 2015-08-26 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-28 | 2015-08-26 |
4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-10-12 | 2023-05-12 |
5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2015-10-12 | 2023-05-12 |
6 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2015-10-12 | 2023-05-12 |
7 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2023-07-31 |
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