Ho, Ka Ho (SFC:BDW690) 何嘉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2014-07-30 | 2015-12-22 |
| 2 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2014-07-30 | 2015-12-22 |
| 3 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2016-04-26 | 2020-06-07 |
| 4 | Yunfeng Asset Management Limited | Rep | Asset management | 2016-04-26 | 2020-06-07 |
| 5 | Yunfeng Financial Markets Limited | Rep | Asset management | 2016-04-26 | 2020-06-07 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Dealing in securities | 2015-03-10 | 2015-12-22 |
| 7 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2016-04-26 | 2020-06-07 |
| 8 | Yunfeng Securities Limited | Rep | Dealing in securities | 2016-04-26 | 2019-01-29 |
| 9 | Stellar Securities Limited | Rep | Dealing in securities | 2020-09-01 | 2020-10-30 |
| 10 | Yunfeng Securities Limited | RO | Advising on securities | 2019-01-29 | 2020-06-07 |
| 11 | Yunfeng Securities Limited | RO | Dealing in securities | 2019-01-29 | 2020-06-07 |
| 12 | Stellar Securities Limited | RO | Dealing in securities | 2020-10-30 |
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