Ng, Kwok Leung (SFC:BDW184) 吳國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avia Asset Management Limited | RO | Advising on securities | 2020-12-08 | 2021-07-01 | RO | Asset management | 2020-12-08 | 2021-07-01 |
| 2 | FIL Investment Advisors | Rep | Advising on securities | 2016-01-19 | 2019-08-14 | Rep | Asset management | 2016-01-19 | 2019-08-14 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2014-08-01 | 2019-08-14 | Rep | Dealing in securities | 2014-08-01 | 2019-08-14 | Rep | Asset management | 2016-01-19 | 2019-08-14 |
| 4 | LQ Pacific Partners Limited | Rep | Advising on securities | 2021-07-21 | 2021-08-27 | Rep | Asset management | 2021-07-21 | 2021-08-27 | RO | Advising on securities | 2021-08-27 | RO | Asset management | 2021-08-27 | RO | Dealing in securities | 2021-08-27 |
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