MacLinks, Phil Stuart
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-10-14 | 2021-04-07 |
| 2 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2014-08-01 | 2016-04-01 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 2016-05-17 | 2021-04-07 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | Rep | 2021-08-17 | 2021-11-17 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | 2021-11-17 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-10-14 | 2021-04-07 |
| 4 | Leonteq Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-08-01 | 2016-04-01 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 2016-05-17 | 2021-04-07 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | Rep | 2021-08-17 | 2021-11-17 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | 2021-11-17 |
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