Kwok, Wai Chi (1977) 郭偉志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2005-07-12 | 2006-09-30 |
| 2 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2014-11-11 | 2015-08-01 | Rep | Asset management | 2014-11-11 | 2015-08-01 | Rep | Dealing in securities | 2014-11-11 | 2015-08-01 |
| 3 | HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-05-19 | 2009-07-01 |
| 4 | PERFECT ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2006-10-18 | 2009-04-22 |
| 5 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2003-10-28 | 2005-07-12 |
| 6 | Tiger Securities Asset Management Company Limited | Rep | Advising on securities | 2009-07-28 | 2011-04-28 | Rep | Dealing in securities | 2010-06-04 | 2014-06-30 |
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