Lo, Ka Yan (SFC:BOC179) 盧嘉恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | Rep | Advising on corporate finance | 2021-07-06 | 2022-06-30 |
| 2 | Ballas Capital Limited | Rep | Advising on corporate finance | 2022-07-18 | Rep | Dealing in securities | 2022-08-09 |
| 3 | EUTO CAPITAL PARTNERS LIMITED | Rep | Advising on corporate finance | 2019-04-08 | 2020-07-03 |
| 4 | Opus Capital Limited (HK) | Rep | Advising on corporate finance | 2020-07-13 | 2021-07-02 | Rep | Dealing in securities | 2020-07-17 | 2021-07-02 |
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