Long, Yu (SFC:BOG511) 龍雨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2021-04-19 | 2021-10-13 | Rep | Dealing in securities | 2021-04-19 | 2021-10-13 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2019-04-12 | 2019-06-13 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-09-25 | 2020-09-14 | Rep | Dealing in securities | 2019-11-12 | 2020-09-14 |
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