Lam, Burton Pak Chuen 林百川
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2014-08-07 | 2015-05-13 | Rep | Advising on securities | 2014-08-07 | 2015-05-13 | Rep | Dealing in securities | 2014-08-07 | 2015-05-13 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2015-06-10 | 2018-09-25 | Rep | Dealing in securities | 2015-06-10 | 2018-09-25 |
| 3 | L&R CAPITAL LIMITED | Rep | Advising on securities | 2020-06-17 | 2022-02-25 | Rep | Asset management | 2020-06-17 | 2022-02-25 |
| 4 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2018-11-01 | 2020-05-28 |
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