Sum, Wai Min Raymond 沈維銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2016-07-05 | 2018-07-01 |
| 2 | Funderstone Securities Limited | Rep | Dealing in securities | 2016-07-05 | 2018-07-01 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-08-07 | 2014-10-03 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-08-07 | 2014-10-03 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2018-07-19 | Rep | Dealing in securities | 2018-07-19 |
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