Shi, Yupeng 施宇鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-24 | 2016-02-15 | Rep | Advising on securities | 2015-04-24 | 2016-02-15 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-24 | 2016-02-15 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2015-01-14 | 2016-01-01 | Rep | Advising on securities | 2015-01-14 | 2016-01-01 | Rep | Dealing in securities | 2015-01-14 | 2016-01-01 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-08-07 | 2014-11-28 | Rep | Advising on securities | 2014-08-07 | 2014-11-28 | Rep | Dealing in securities | 2014-08-07 | 2014-11-28 |
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