Lau, Ka Shing (SFC:BDY028) 劉嘉誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2022-08-12 | 2022-09-27 |
| 2 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-11-29 | 2018-07-27 | Rep | Dealing in securities | 2017-11-29 | 2018-07-27 |
| 3 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2017-05-29 | 2017-11-05 |
| 4 | Gong Ping Securities Limited | Rep | Dealing in securities | 2017-05-29 | 2017-11-05 |
| 5 | Haitong Futures Hong Kong Limited | RO | Advising on futures contracts | 2021-07-30 | 2022-06-28 | RO | Dealing in futures contracts | 2021-07-30 | 2022-06-28 |
| 6 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-12-02 | 2021-03-02 | RO | Dealing in futures contracts | 2021-03-02 | 2021-04-14 |
| 7 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2020-12-14 | 2021-03-02 | RO | Dealing in securities | 2021-03-02 | 2021-04-14 |
| 8 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2020-05-18 | 2020-06-30 |
| 9 | JINRUI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-11-27 | 2020-02-17 |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-08-07 | 2016-06-09 |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-08-07 | 2016-06-09 | Rep | Dealing in securities | 2014-08-07 | 2016-06-09 |
| 12 | Standard Perpetual Securities Limited | Rep | Dealing in securities | 2018-09-19 | 2018-10-23 |
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